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ADVANCED MICRO DEVICES INC — Director's Dealing 2020
Nov 17, 2020
29764_dirs_2020-11-17_e2ba5478-99bd-4818-ac2e-a41808b005d7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2020-11-13
Reporting Person: Papermaster Mark D (Chief Technology Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-13 | Common Stock | M | 43000 | $4.08 | Acquired | 1465329 | Direct |
| 2020-11-13 | Common Stock | S | 36758 | $82.27 | Disposed | 1428571 | Direct |
| 2020-11-13 | Common Stock | S | 6242 | $82.90 | Disposed | 1422329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-11-13 | Stock Option Grant | $4.08 | M | 43000 | Disposed | 2021-08-12 | Common Stock (43000.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F3: Transaction executed in multiple trades at prices ranging from $81.79 to $82.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $82.79 to $83.10 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.