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ADVANCED MICRO DEVICES INC — Director's Dealing 2020
Dec 17, 2020
29764_dirs_2020-12-17_5824886d-d889-429f-beae-4ca2173e8435.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2020-12-15
Reporting Person: Papermaster Mark D (Chief Technology Officer & EVP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-15 | Common Stock | M | 48277 | $4.08 | Acquired | 1470606 | Direct |
| 2020-12-15 | Common Stock | S | 8550 | $96.44 | Disposed | 1462056 | Direct |
| 2020-12-15 | Common Stock | S | 39727 | $97.44 | Disposed | 1422329 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-15 | Stock Option Grant | $4.08 | M | 48277 | Disposed | 2021-08-12 | Common Stock (48277.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 4, 2019.
F3: Transaction executed in multiple trades at prices ranging from $96.00 to $96.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $97.05 to $97.92 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.