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ADVANCED MICRO DEVICES INC — Director's Dealing 2019
Mar 13, 2019
29764_dirs_2019-03-13_81ea17dc-decd-4bbb-8ab5-f9375cce9584.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2019-03-11
Reporting Person: Norrod Forrest Eugene (SVP & GM DESG)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-03-11 | Common Stock | M | 8481 | $1.84 | Acquired | 867652 | Direct |
| 2019-03-11 | Common Stock | M | 16519 | $2.61 | Acquired | 884171 | Direct |
| 2019-03-11 | Common Stock | S | 25000 | $22.37 | Disposed | 859171 | Direct |
| 2019-03-11 | Common Stock | S | 25000 | $22.37 | Disposed | 834171 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-11 | Stock Option Grant | $1.84 | M | 8481 | Disposed | 2022-08-15 | Common Stock (8481.0) | Direct |
| 2019-03-11 | Stock Option Grant | $2.61 | M | 16519 | Disposed | 2021-11-15 | Common Stock (16519.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
F3: Transaction executed in multiple trades at prices ranging from $22.01 to $22.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $21.99 to $22.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.
F6: This option vested 33 1/3% on November 15, 2015 and vests 8 1/3% per quarter over the next eight following quarters.