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ADVANCED MICRO DEVICES INC — Director's Dealing 2019
Sep 11, 2019
29764_dirs_2019-09-11_e9e6d481-198f-4a28-88a5-e13c1e8f3664.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2019-09-09
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-09 | Common Stock | M | 78500 | $4.08 | Acquired | 2880767 | Direct |
| 2019-09-09 | Common Stock | S | 78500 | $30.69 | Disposed | 2802267 | Direct |
| 2019-09-09 | Common Stock | S | 50000 | $30.69 | Disposed | 2752267 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-09-09 | Stock Option | $4.08 | M | 78500 | Disposed | 2021-08-12 | Common Stock (78500.0) | Direct |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 3, 2018.
F3: Transaction executed in multiple trades at prices ranging from $30.25 to $31.14 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $30.25 to $31.12 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: This option vests 33 1/3% on August 12, 2015 and 8 1/3% per quarter over the next eight following quarters.