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ADVANCED MICRO DEVICES INC — Director's Dealing 2018
Feb 16, 2018
29764_dirs_2018-02-16_c7f4687a-a591-4c42-b68c-33d262b3dc75.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2018-02-14
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-14 | Common Stock | M | 129472 | $5.66 | Acquired | 2108245 | Direct |
| 2018-02-14 | Common Stock | M | 26952 | $5.87 | Acquired | 2135197 | Direct |
| 2018-02-14 | Common Stock | S | 66972 | $12.05 | Disposed | 2068225 | Direct |
| 2018-02-14 | Common Stock | S | 89452 | $12 | Disposed | 1978773 | Direct |
| 2018-02-14 | Common Stock | S | 25000 | $12.05 | Disposed | 1953773 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-14 | Stock Option | $5.66 | M | 129472 | Disposed | 2019-01-15 | Common Stock (129472.0) | Direct |
| 2018-02-14 | Stock Option | $5.87 | M | 26952 | Disposed | 2019-06-15 | Common Stock (26952.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 196544 | Indirect |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 8, 2017.
F3: Transaction executed in multiple trades at prices ranging from $11.64 to $12.31 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $11.68 to $12.29 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: These options vested 33 1/3% on January 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.
F6: These options vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.