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ADVANCED MICRO DEVICES INC — Director's Dealing 2018
Nov 9, 2018
29764_dirs_2018-11-09_1e36a0b5-ba2d-42b7-8b76-3240d7732220.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2018-11-07
Reporting Person: Su Lisa T (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-07 | Common Stock | M | 50553 | $3.90 | Acquired | 2482683 | Direct |
| 2018-11-07 | Common Stock | S | 50553 | $21.73 | Disposed | 2432130 | Direct |
| 2018-11-07 | Common Stock | S | 125000 | $21.73 | Disposed | 2307130 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-07 | Stock Option Grant | $3.9 | M | 50553 | Disposed | 2020-07-22 | Common Stock (50553.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 196544 | Indirect |
Footnotes
F1: The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 1, 2017.
F3: Transaction executed in multiple trades at prices ranging from $21.09 to $22.19 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $21.08 to $22.22 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: These options vested 33 1/3% on June 17, 2014 and 8 1/3% per quarter over the next eight following quarters.