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ADVANCED MICRO DEVICES INC — Director's Dealing 2017
May 5, 2017
29764_dirs_2017-05-05_10e00a5c-4792-4b65-9e6e-072373311440.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2017-05-03
Reporting Person: SMITH DARLA M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-03 | Common Stock | M | 4166 | $7.57 | Acquired | 29147 | Direct |
| 2017-05-03 | Common Stock | M | 3000 | $4.08 | Acquired | 32147 | Direct |
| 2017-05-03 | Common Stock | S | 9862 | $10.25 | Disposed | 22285 | Direct |
| 2017-05-03 | Common Stock | S | 4166 | $10.24 | Disposed | 18119 | Direct |
| 2017-05-03 | Common Stock | S | 3000 | $10.25 | Disposed | 15119 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-03 | Stock Option | $7.57 | M | 4166 | Disposed | 2017-11-15 | Common Stock (4166.0) | Direct |
| 2017-05-03 | Stock Option | $4.08 | M | 3000 | Disposed | 2021-08-12 | Common Stock (3000.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F3: Transaction executed in multiple trades at prices ranging from $9.90 to $10.53 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.90 to $10.53 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $9.90 to $10.49 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: This option vests 33 1/3% on May 15, 2011 and 8 1/3% per quarter over the next eight following quarters.
F7: This option vests 33 1/3% on August 9, 2015 and 8 1/3% per quarter over the next eight following quarters.