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ADVANCED MICRO DEVICES INC — Director's Dealing 2017
Aug 15, 2017
29764_dirs_2017-08-15_587fbb32-7893-424b-924c-8add97e552f8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2017-08-11
Reporting Person: KUMAR DEVINDER (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-08-11 | Common Stock | M | 21875 | $6.49 | Acquired | 775771 | Direct |
| 2017-08-11 | Common Stock | M | 15000 | $1.84 | Acquired | 790771 | Direct |
| 2017-08-11 | Common Stock | S | 65000 | $12.08 | Disposed | 725771 | Direct |
| 2017-08-11 | Common Stock | S | 21875 | $12.07 | Disposed | 703896 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-08-11 | Stock Option | $6.49 | M | 21875 | Disposed | 2017-08-15 | Common Stock (21875.0) | Direct |
| 2017-08-11 | Stock Option Grant | $1.84 | M | 15000 | Disposed | 2022-08-15 | Common Stock (15000.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 18, 2016.
F3: Transaction executed in multiple trades at prices ranging from $11.89 to $12.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: This option vested 33 1/3% on May 15, 2011 and vested 8 1/3% per quarter over the next eight following quarters.
F5: This option vested 33 1/3% on August 15, 2016 and 8 1/3% per quarter over the next eight following quarters.