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ADVANCED MICRO DEVICES INC — Director's Dealing 2017
Nov 3, 2017
29764_dirs_2017-11-03_7c7b658b-09b9-4da7-9e41-0b9ac101184b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2017-11-01
Reporting Person: SMITH DARLA M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-01 | Common Stock | M | 6250 | $8.60 | Acquired | 31236 | Direct |
| 2017-11-01 | Common Stock | M | 5000 | $7.50 | Acquired | 36236 | Direct |
| 2017-11-01 | Common Stock | M | 4650 | $4.08 | Acquired | 40886 | Direct |
| 2017-11-01 | Common Stock | S | 11250 | $11.11 | Disposed | 29636 | Direct |
| 2017-11-01 | Common Stock | S | 4107 | $11.13 | Disposed | 25529 | Direct |
| 2017-11-01 | Common Stock | S | 11931 | $11.14 | Disposed | 13598 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-01 | Stock Option | $8.6 | M | 6250 | Disposed | 2018-02-15 | Common Stock (6250.0) | Direct |
| 2017-11-01 | Stock Option | $7.5 | M | 5000 | Disposed | 2018-06-15 | Common Stock (5000.0) | Direct |
| 2017-11-01 | Stock Option | $4.08 | M | 4650 | Disposed | 2021-08-12 | Common Stock (4650.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F3: Transaction executed in multiple trades at prices ranging from $11.02 to $11.27 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $11.02 to $11.28 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: The options vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
F6: This option vested 33 1/3% on May 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.
F7: The options vested 33 1/3% on August 9, 2015 and then 8 1/3% per quarter over the next eight following quarters.