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ADVANCED MICRO DEVICES INC — Director's Dealing 2017
Nov 24, 2017
29764_dirs_2017-11-24_8b2650d2-296c-416c-a356-11c268477f68.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2017-11-22
Reporting Person: SMITH DARLA M (Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-22 | Common Stock | M | 4689 | $1.84 | Acquired | 19078 | Direct |
| 2017-11-22 | Common Stock | M | 10000 | $7.50 | Acquired | 29078 | Direct |
| 2017-11-22 | Common Stock | S | 4689 | $11.36 | Disposed | 24389 | Direct |
| 2017-11-22 | Common Stock | S | 10000 | $11.37 | Disposed | 14389 | Direct |
| 2017-11-22 | Common Stock | S | 3312 | $11.37 | Disposed | 11077 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-22 | Stock Option | $1.84 | M | 4689 | Disposed | 2022-08-15 | Common Stock (4689.0) | Direct |
| 2017-11-22 | Stock Option | $7.5 | M | 10000 | Disposed | 2018-06-15 | Common Stock (10000.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2016.
F3: Transaction executed in multiple trades at prices ranging from $11.30 to $11.48 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: Transaction executed in multiple trades at prices ranging from $11.31 to $11.47 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5: Transaction executed in multiple trades at prices ranging from $11.31 to $11.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6: This option vested 33 1/3% on August 15, 2016 and vests 8 1/3% per quarter over the next eight following quarters.
F7: This option vested 33 1/3% on May 15, 2012 and vests 8 1/3% per quarter over the next eight following quarters.