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ADVANCED MICRO DEVICES INC — Director's Dealing 2017
Dec 1, 2017
29764_dirs_2017-12-01_d393340c-df2c-4a34-aff2-6143cd83daeb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED MICRO DEVICES INC (AMD)
CIK: 0000002488
Period of Report: 2017-11-29
Reporting Person: KUMAR DEVINDER (SVP, CFO & Treasurer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-11-29 | Common Stock | M | 21875 | $8.60 | Acquired | 430208 | Direct |
| 2017-11-29 | Common Stock | M | 73620 | $7.50 | Acquired | 503828 | Direct |
| 2017-11-29 | Common Stock | M | 18024 | $5.87 | Acquired | 521852 | Direct |
| 2017-11-29 | Common Stock | S | 113519 | $11.04 | Disposed | 408333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-11-29 | Stock Option Grant | $8.6 | M | 21875 | Disposed | 2018-02-15 | Common Stock (21875.0) | Direct |
| 2017-11-29 | Stock Option Grant | $7.5 | M | 73620 | Disposed | 2018-06-15 | Common Stock (73620.0) | Direct |
| 2017-11-29 | Stock Option Grant | $5.87 | M | 18024 | Disposed | 2019-06-15 | Common Stock (18024.0) | Direct |
Footnotes
F1: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2017.
F3: Transaction executed in multiple trades at prices ranging from $10.85 to $11.16 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4: This option vested 33 1/3% on May 15, 2011 and then 8 1/3% per quarter over the next eight following quarters.
F5: This option vested 33 1/3% on May 15, 2012 and then 8 1/3% per quarter over the next eight following quarters.
F6: This option vested 33 1/3% on June 15, 2013 and then 8 1/3% per quarter over the next eight following quarters.