Advanced Flower Capital Inc. — Director's Dealing 2021

Mar 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AFC Gamma, Inc. (AFCG)
CIK: 0001822523
Period of Report: 2021-03-23

Reporting Person: TANNENBAUM LEONARD M (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-23	Common Stock	P	1000	$19	Acquired	1000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-23	Stock Option (right to buy)	$19	A	630000	Acquired	2028-03-23	Common Stock (630000)	Direct
2021-03-23	Stock Option (right to buy)	$19	A	14000	Acquired	2028-03-23	Common Stock (14000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3342500	Direct

Footnotes

F1: The shares were purchased by the spouse of the Reporting Person in the Issuer's directed share program at the initial public offering price.

F2: The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.

F3: The shares subject to this option fully vested and became exercisable upon the consummation of the Issuer's initial public offering.