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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2021
Mar 3, 2021
30884_dirs_2021-03-03_617b4bf2-2c50-4b25-87fc-2483ae0218b1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2021-03-01
Reporting Person: Oldham Paul R (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Common Stock | A | 5513 | $111.37 | Acquired | 24585 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Performance Units | $0.00 | A | 11025 | Acquired | Common Stock (11025) | Direct |
Footnotes
F1: Employee Restricted Stock Units granted on 03/01/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary date of the grant.
F2: Represents 17,140 shares of unvested restricted stock units and 7,445 shares of common stock.
F3: These performance share awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not vested earned and released at the end of the 3-year period will be cancelled.