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ADVANCED ENERGY INDUSTRIES INC Director's Dealing 2021

May 4, 2021

30884_dirs_2021-05-04_430c0df7-0640-479c-9db7-359eeed981e6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2021-04-30

Reporting Person: Minnix Lanesha (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-30 Common Stock A 1813 $0.00 Acquired 3585 Direct
2021-05-03 Common Stock S 620 $111.56 Disposed 2965 Direct

Footnotes

F1: The restricted stock units granted on April 30, 2021 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2021 proxy.

F2: The sales reported in this Form 4 were effective pursuant to a Rule 10b5-1 plan adopted by the reporting person February 15, 2021.

F3: Represents 1,813 shares of unvested restricted stock units and 1,152 shares of common stock.