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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2021
May 4, 2021
30884_dirs_2021-05-04_096829f3-aead-4cfa-8d66-0aaf62c3e41d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2021-04-30
Reporting Person: GRADY EDWARD C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | A | 1813 | $0.00 | Acquired | 51613 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Footnotes
F1: The restricted stock units granted on April 30, 2020 will vest 100% at the first anniversary date of the grant date. This is an annual non-employee director grant as outlined in the 2020 proxy.
F2: As of this filing date, Mr. Grady holds 49,800 shares in street name.
F3: In June 2020, 2,000 shares held in trusts for the benefit of Mr. Grady's children were transferred back to Mr. Grady resulting in a remaining balance in the trusts of 2,000 shares.
F4: These shares are held in trusts for the benefit of Mr. Grady's children. The reporting person is a trustee of the trusts and disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.