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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2021
May 11, 2021
30884_dirs_2021-05-11_aaa4a3c3-8aab-42ec-8a44-2dc11469cd73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2021-05-07
Reporting Person: FOSTER RONALD C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-07 | Common Stock | G | 18425 | $0.00 | Disposed | 9963 | Direct |
| 2021-05-07 | Common Stock | G | 18425 | $0.00 | Acquired | 18425 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 18425 | Indirect |
Footnotes
F1: This transaction involved a gift of securities by the reporting person to the Ronald C. Foster 2021 Trust, where his spouse serves as trustee and is a beneficiary.
F2: Represents 1,813 unvested restricted stock units and 8,150 shares of common stock.
F3: These securities were previously owned directly but were contributed to the Katherine A. Foster 2020 Spousal Trust, where the reporting person services a trustee and is a beneficiary, on March 30 2021.
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