AI assistant
ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2021
Sep 15, 2021
30884_dirs_2021-09-15_579b4500-4bad-464c-8403-18ead04e0dd9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2021-09-13
Reporting Person: Acebedo Eduardo Bernal (EVP, COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | A | 7459 | $88.08 | Acquired | 7459 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-13 | Performance Units | $0 | A | 3430 | Acquired | Common Stock (3430) | Direct |
Footnotes
F1: Employee Restricted Stock units granted 9/13/2021 under the Company's 2021 Long Term Incentive Plan (LTI Plan) will vest in 3 equal installments beginning on the first anniversary of the grant date.
F2: Represents 7,459 shares of unvested restricted stock units.
F3: These performance shares awards were issued under the 2021 LTI Plan at 200% of target and have a 3-year vest period and will vest in all or in part upon achievement of performance metrics. Any awards that have not been vested and released at the end of the 3-year period will be cancelled.