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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2017
May 23, 2017
30884_dirs_2017-05-23_a2ce9e70-3d04-4385-9dd2-18e9db9a4038.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2017-05-18
Reporting Person: Liguori Thomas (EVP, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-18 | Common Stock | F | 13152 | $76.19 | Disposed | 73191 | Direct |
| 2017-05-23 | Common Stock | S | 17000 | $76.64 | Disposed | 56191 | Direct |
Footnotes
F1: Payment of tax liability by withholding securities incident to vesting of restricted stock.
F2: Shares sold in accordance with a 10b5-1 trading plan.
F3: The price reported in Column 4 is an average price. These shares sold in multiple transactions at prices ranging from $75.92 to $77.82. The reporting person undertakes to provide to Advanced Energy, any security holder of Advanced Energy, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Represents 50,318 shares of Restricted Stock Units and 5,873 Performance Shares.