ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2017

Oct 20, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2017-10-18

Reporting Person: WASSERMAN YUVAL (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-18	Common Stock	M	10669	$11.02	Acquired	130259	Direct
2017-10-18	Common Stock	S	10669	$90.00	Disposed	119590	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-18	Stock Options (right to buy)	$11.02	M	10669	Disposed	2022-01-03	Common Stock (10669)	Direct

Footnotes

F1: Shares exercised in accordance with 10b5-1 trading plan.

F2: Shares sold in accordance with 10b5-1 trading plan.

F3: Represents 76,696 shares of Restricted Stock Units and 42,894 Performance Stock Units.