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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2015
Feb 19, 2015
30884_dirs_2015-02-19_bee4ed66-2048-4dac-8f10-f1de40b70e16.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2015-02-17
Reporting Person: BALL FREDERICK (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-17 | Common Stock | S | 2500 | $26.55 | Disposed | 32500 | Direct |
Footnotes
F1: Sales reported in this Form 4 were pursuant to a Rule 10b5-1 plan.
F2: Mr. Ball has been granted a total of 59,000 RSUs in seven grants: (A) 15,000 RSUs granted on October 28, 2008; (B) 6,000 RSUs granted on May 6, 2009; (C) 6,000 RSUs granted on May 4, 2010; these RSU grants vest annually in four equal installments beginning 1 year after grant date. (D) 8,000 RSUs granted May 4, 2011 (E) 8,000 RSUs granted May 2, 2012;(F) 8,000 RSUs granted May 1, 2013; (G) 8,000 RSUs granted May 7, 2014; all of these (D-G) vest 100% at the first anniversary of the grant date. As of this filing, the RSU shares have vested as to 51,000 shares and Mr. Ball holds 24,500 of the vested RSUs.