Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

ADVANCED ENERGY INDUSTRIES INC Director's Dealing 2012

Mar 6, 2012

30884_dirs_2012-03-06_7c9b3456-8c55-4b78-84ad-f4ba50edd96d.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2012-03-05

Reporting Person: SCHATZ DOUGLAS S (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-03-05 Common Stock S 1700 $11.73 Disposed 3063625 Indirect
2012-03-05 Common Stock S 204 $11.74 Disposed 3063421 Indirect
2012-03-05 Common Stock S 100 $11.755 Disposed 3063321 Indirect
2012-03-05 Common Stock S 300 $11.76 Disposed 3063021 Indirect
2012-03-05 Common Stock S 500 $11.77 Disposed 3062521 Indirect
2012-03-05 Common Stock S 800 $11.78 Disposed 3061721 Indirect
2012-03-05 Common Stock S 800 $11.79 Disposed 3060921 Indirect
2012-03-05 Common Stock S 300 $11.795 Disposed 3060321 Indirect
2012-03-05 Common Stock S 200 $11.80 Disposed 3060621 Indirect
2012-03-05 Common Stock S 200 $11.805 Disposed 3060221 Indirect
2012-03-05 Common Stock S 200 $11.81 Disposed 3060021 Indirect
2012-03-05 Common Stock S 100 $11.86 Disposed 3059921 Indirect

Footnotes

F1: Douglas S. Schatz and Jill E. Schatz, husband and wife, are co-trustees of the Family Trust and may be deemed to be indirect beneficial owners of the shares of AEIS common stock held directly by the Family Trust. Douglas S. Schatz is a director of AEIS.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.