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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2012
Dec 5, 2012
30884_dirs_2012-12-05_3aa03a24-3ed4-4f50-aac9-2a5534a70c84.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2012-05-02
Reporting Person: Hudgens Terry (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-02 | Common Stock | A | 8000 | $0.00 | Acquired | 51000 | Direct |
Footnotes
F1: Filing is late due to an administrative oversight by AEIS.
F2: The restricted stock units granted on May 2, 2012 will vest 100% on the first anniversary of the grant date.
F3: Represents shares of restricted stock units.
F4: Mr. Hudgens has received 3 grants (A) 15,000 RSUs granted May 4, 2010 which vest in four equal installments beginning on year from grant date (B) 8,000 RSUs granted May 4, 2011 which vested 100% on the first anniversary of the grant date, (C) 8,000 RSUs granted May 2, 2012 which will vest 100% on the first anniversary of the grant date. Mr. Hudgens also holds 20,000 shares in street name. As of this filing 15,500 RSUs have vested.