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ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2012
Dec 5, 2012
30884_dirs_2012-12-05_6e12e71a-5892-4153-a238-c348e348437a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2012-05-02
Reporting Person: ROHRS THOMAS M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-05-02 | Common Stock | A | 8000 | $0.00 | Acquired | 55000 | Direct |
Footnotes
F1: Filing is late due to an administrative oversight by AEIS.
F2: The restricted stock units granted on May 2, 2012 will vest 100% on the first anniversary of the grant date.
F3: Represents shares of restricted stock units.
F4: Mr. Rohrs has been granted a total of 55,000 RSUs in seven grants: (A) 5,000 RSUs granted on May 24, 2006; (B) 16,000 RSUs granted on May 2, 2007; (C) 6,000 RSUs granted on May 7, 2008;(D) 6,000 RSUs granted on May 6, 2009 and (E) 6,000 RSUs granted on May 4, 2010. These RSUs vest in vest annually in four equal installments beginning 1 year after grant date. (F) 8,000 RSUs granted on May 4, 2011 vested 100% on the first anniversary of the grant date. (G) 8,000 RSUs granted on May 2, 2012 will vest 100% on the first anniversary of the grant date. As of this filing, 42,500 RSU have vested.