AI assistant
ADVANCED ENERGY INDUSTRIES INC — Director's Dealing 2011
Aug 4, 2011
30884_dirs_2011-08-04_77183842-5964-43e9-b446-97c381bfed98.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4/A — Form 4/A
Issuer: ADVANCED ENERGY INDUSTRIES INC (AEIS)
CIK: 0000927003
Period of Report: 2011-07-21
Reporting Person: BETZ HANS GEORG DR (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-07-21 | Common Stock | F | 291 | $0.00 | Disposed | 74083 | Direct |
Footnotes
F1: Correction - The surrendered shares are returned to the Plan and the Company pays the market price to the IRS to satisfy the taxes.
F2: Payment of tax liability of withholding securities incident to vesting to restricted stock units.
F3: Represents 74,083 shares of Restricted Stock Units. As of the 7/21/11 reporting date, 45,955 are vested. In a subseqent grant dated 7/22/11, 3,750 shares of Restructed Stock Units were granted for a total of 74,833 shares of Restricted Stock Units.
F4: Effective 8/4/2011 Dr. Betz is exiting the system as he no longer holds the position of CEO and is no longer a Director or Advanced Energy Industries, Inc.