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ADVANCED DRAINAGE SYSTEMS, INC. — Director's Dealing 2023
Feb 18, 2023
30558_dirs_2023-02-17_14cd864e-e0f9-419c-a1d1-f6777d210d0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADVANCED DRAINAGE SYSTEMS, INC. (WMS)
CIK: 0001604028
Period of Report: 2023-02-15
Reporting Person: BARBOUR D. SCOTT (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-15 | Common Stock | G | 9000 | $0.00 | Disposed | 66146 | Indirect |
| 2023-02-15 | Common Stock | G | 9000 | $0.00 | Acquired | 93500 | Indirect |
| 2023-02-15 | Common Stock | G | 15500 | $0.00 | Disposed | 50646 | Indirect |
| 2023-02-15 | Common Stock | G | 15500 | $0.00 | Acquired | 23000 | Indirect |
| 2023-02-17 | Common Stock | G | 9000 | $0.00 | Disposed | 14000 | Indirect |
| 2023-02-17 | Common Stock | G | 9000 | $0.00 | Acquired | 61500 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22668 | Direct |
Footnotes
F1: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 9,000 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to an irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
F2: Shares held in revocable trust for the benefit of the reporting person.
F3: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
F4: On February 15, 2023, the revocable trust for the benefit of the reporting person contributed 15,500 shares of common stock of Advanced Drainage Systems, Inc. ("ADS") to a revocable trust for the benefit of the reporting person's spouse.
F5: Shares held in revocable trust for the benefit of the reporting person's spouse.
F6: On February 17, 2023, the revocable trust for the benefit of the reporting person's spouse contributed 9,000 shares of common stock of ADS to an irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
F7: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.