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ADVANCED DRAINAGE SYSTEMS, INC. — Director's Dealing 2022
May 24, 2022
30558_dirs_2022-05-23_41aaf2a2-426e-4a26-a1de-a62907410f28.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ADVANCED DRAINAGE SYSTEMS, INC. (WMS)
CIK: 0001604028
Period of Report: 2022-05-18
Reporting Person: BARBOUR D. SCOTT (Director, See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock | A | 10574 | $0.00 | Acquired | 145667 | Direct |
| 2022-05-18 | Common Stock | F | 43940 | $99.29 | Disposed | 101727 | Direct |
| 2022-05-18 | Common Stock | F | 2413 | $99.29 | Disposed | 99314 | Direct |
| 2022-05-19 | Common Stock | F | 2778 | $103.88 | Disposed | 96536 | Direct |
| 2022-05-19 | Common Stock | F | 1354 | $103.88 | Disposed | 95182 | Direct |
| 2022-05-22 | Common Stock | F | 3788 | $104.91 | Disposed | 91394 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-18 | Option to Purchase Common Stock | $99.29 | A | 25357 | Acquired | 2032-05-17 | Common Stock (25357) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 8920 | Indirect |
| Common Stock | 82000 | Indirect |
| Common Stock | 10000 | Indirect |
| Common Stock | 50000 | Indirect |
Footnotes
F1: Incorrectly reported on Form 4 as 10,324.
F2: Incorrectly reported on Form 4 as 145,417.
F3: Incorrectly reported on Form 4 as 101,477.
F4: Incorrectly reported on Form 4 as 99,064.
F5: Shares held in revocable trust for the benefit of the reporting person.
F6: Shares held in irrevocable spousal access trust established by the reporting person, of which the reporting person's spouse is a co-trustee. The beneficiaries of the irrevocable trust are the reporting person and his children.
F7: Shares held in revocable trust for the benefit of the reporting person's spouse.
F8: Shares held in irrevocable spousal access trust established by the reporting person's spouse, of which the reporting person is a co-trustee. The beneficiaries of the irerrevocable trust include the reporting person's spouse and his children.
F9: Incorrectly reported on Form 4 as 24,757.
F10: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.