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ADVANCED DRAINAGE SYSTEMS, INC. — Director's Dealing 2022
May 24, 2022
30558_dirs_2022-05-23_a5640544-9c5d-4ab5-8f1a-b7339d71ef70.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: ADVANCED DRAINAGE SYSTEMS, INC. (WMS)
CIK: 0001604028
Period of Report: 2022-05-18
Reporting Person: HARVEY DARIN S. (EVP, Supply Chain & Logistics)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock | A | 1612 | $0.00 | Acquired | 34818 | Direct |
| 2022-05-18 | Common Stock | F | 4133 | $99.29 | Disposed | 30685 | Direct |
| 2022-05-18 | Common Stock | F | 62 | $99.29 | Disposed | 30623 | Direct |
| 2022-05-18 | Common Stock | F | 4686 | $99.29 | Disposed | 25937 | Direct |
| 2022-05-18 | Common Stock | F | 330 | $99.29 | Disposed | 25607 | Direct |
| 2022-05-19 | Common Stock | F | 324 | $103.88 | Disposed | 25283 | Direct |
| 2022-05-19 | Common Stock | F | 166 | $103.88 | Disposed | 25117 | Direct |
| 2022-05-22 | Common Stock | F | 517 | $104.91 | Disposed | 24600 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-18 | Option to Purchase Common Stock | $99.29 | A | 3866 | Acquired | 2032-05-17 | Common Stock (3866) | Direct |
Footnotes
F1: Incorrectly reported on Form 4 as 1,574.
F2: Incorrectly reported on Form 4 as 34,780
F3: Incorrectly reported on Form 4 as 30,647.
F4: Incorrectly reported on Form 4 as 30,585.
F5: Incorrectly reported on Form 4 as 25,899.
F6: Incorrectly reported on Form 4 as 25,569.
F7: Incorrectly reported on Form 4 as 3,774.
F8: The options vest in three equal annual installments beginning on May 17, 2023, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date.