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ADVANCED BRAKING TECHNOLOGY LTD — Major Shareholding Notification 2021
Mar 28, 2021
64282_rns_2021-03-28_fc39057a-1e08-46c6-92dd-81f296847e44.pdf
Major Shareholding Notification
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604 page 1/2 15 July 2001
Form 604
Corporations Act 2001 Section 671B
Notice of change of interests of substantial holder
| ToCompany Name/SchemeACN/ARSN | ADVANCED BRAKINGTECHNOLOGY LTD |
|---|---|
| 099107623 |
1. Details of substantial holder(1)
| NameKEITH KNOWLESACN/ARSN (if applicable)There was a change in the interests of the substantialholder on16/03/2021The previous notice was given to the company on09/02/2021The previous notice was dated08/02/2021 | KEITH KNOWLES | KEITH KNOWLES |
|---|---|---|
| 16/03/202109/02/202108/02/2021 |
2. Previous and present voting power
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power (5) | Person’s votes | Voting power (5) | |
| ORDINARY SHARES | 90,232,055 | 23.80% | 94,991,138 | 25.05% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company are as follows:
| Date ofchange | Person whoserelevant interestchanged | Nature of change (6) | Considerationgiven in relationto change (7) | Class and numberof securitiesaffected | Person’s votesaffected |
|---|---|---|---|---|---|
| See attached | |||||
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevantinterest | Registered holder ofsecurities | Person entitled tobe registered asholder (8) | Nature of relevant interest (6) | Class andnumber ofsecurities | Person’svotes |
|---|---|---|---|---|---|
| Mr Keith Knowles | Mr Keith Knowles | Mr Keith Knowles | Mr Keith Knowles | ORDINARY44,325,309 | 44,325,309 |
| Parks Australia PtyLtd | Parks Australia Pty Ltd | Parks AustraliaPtyLtd | Parks Australia Pty Ltd | ORDINARY50,665,829 | 50,665,829 |
| Class | Qty | Balance | Consideration | |||
|---|---|---|---|---|---|---|
| MR KEITH KNOWLES | Opening Balance | 40,266,226 | 40,266,226 | |||
| 12/02/2021 | On market purchase | Ordinary Shares | 249,806 | 40,516,032 | $ | 10,633.00 |
| 15/02/2021 | On market purchase | Ordinary Shares | 6,000 | 40,522,032 | $ | 258.00 |
| 17/02/2021 | On market purchase | Ordinary Shares | 3,330 | 40,525,362 | $ | 143.00 |
| 18/02/2021 | On market purchase | Ordinary Shares | 240,864 | 40,766,226 | $ | 10,361.00 |
| 18/02/2021 | On market purchase | Ordinary Shares | 25,000 | 40,791,226 | $ | 1,195.00 |
| 18/02/2021 | On market purchase | Ordinary Shares | 13,023 | 40,804,249 | $ | 606.00 |
| 19/02/2021 | On market purchase | Ordinary Shares | 20,000 | 40,824,249 | $ | 960.00 |
| 23/02/2021 | On market purchase | Ordinary Shares | 56,733 | 40,880,982 | $ | 2,496.00 |
| 24/02/2021 | On market purchase | Ordinary Shares | 150,869 | 41,031,851 | $ | 6,638.00 |
| 25/02/2021 | On market purchase | Ordinary Shares | 425,375 | 41,457,226 | $ | 19,004.00 |
| 25/02/2021 | On market purchase | Ordinary Shares | 66,666 | 41,523,892 | $ | 3,020.00 |
| 25/02/2021 | On market purchase | Ordinary Shares | 300,000 | 41,823,892 | $ | 13,421.00 |
| 26/02/2021 | On market purchase | Ordinary Shares | 319,477 | 42,143,369 | $ | 14,233.00 |
| 26/02/2021 | On market purchase | Ordinary Shares | 180,000 | 42,323,369 | $ | 8,499.00 |
| 1/03/2021 | On market purchase | Ordinary Shares | 5,000 | 42,328,369 | $ | 220.00 |
| 3/03/2021 | On market purchase | Ordinary Shares | 46,904 | 42,375,273 | $ | 2,149.00 |
| 11/03/2021 | On market purchase | Ordinary Shares | 295,475 | 42,670,748 | $ | 12,422.00 |
| 12/03/2021 | On market purchase | Ordinary Shares | 333,144 | 43,003,892 | $ | 14,674.00 |
| 15/03/2021 | On market purchase | Ordinary Shares | 168,028 | 43,171,920 | $ | 7,269.00 |
| 16/03/2021 | On market purchase | Ordinary Shares | 194,835 | 43,366,755 | $ | 8,573.00 |
| 17/03/2021 | On market purchase | Ordinary Shares | 91,100 | 43,457,855 | $ | 4,010.00 |
| 18/03/2021 | On market purchase | Ordinary Shares | 11,037 | 43,468,892 | $ | 486.00 |
| 19/03/2021 | On market purchase | Ordinary Shares | 20,000 | 43,488,892 | $ | 860.00 |
| 19/03/2021 | On market purchase | Ordinary Shares | 96,836 | 43,585,728 | $ | 4,289.00 |
| 22/03/2021 | On market purchase | Ordinary Shares | 3,164 | 43,588,892 | $ | 142.00 |
| 23/03/2021 | On market purchase | Ordinary Shares | 162,231 | 43,751,123 | $ | 6,814.00 |
| 24/03/2021 | On market purchase | Ordinary Shares | 34,186 | 43,785,309 | $ | 1,458.00 |
| 25/03/2021 | On market purchase | Ordinary Shares | 540,000 | 44,325,309 | $ | 24,326.00 |
| 11.69% | ||||||
| PARKS AUSTRALIA PTY LTD | Opening Balance | 49,965,829 | 49,965,829 | |||
| 9/02/2021 | On market purchase | Ordinary Shares | 8,273 | 49,974,102 | $ | 376.00 |
| 10/02/2021 | On market purchase | Ordinary Shares | 648,770 | 50,622,872 | $ | 27,908.00 |
| 11/02/2021 | On market purchase | Ordinary Shares | 42,957 | 50,665,829 | $ | 1,849.00 |
| 13.36% |
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