ADTRAN Holdings, Inc. — Director's Dealing 2021

Mar 8, 2021

SEC Form 4/A — Form 4/A

Issuer: ADTRAN INC (ADTN)
CIK: 0000926282
Period of Report: 2020-12-03

Reporting Person: Foliano Michael (CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-11-16	Common Stock	A	0	—	Acquired	42010.88	Direct
2021-03-04	Common Stock	A	1.288	$14.853	Acquired	242.731	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-04	Phantom Stock	$	A	109.761	Acquired		Common Stock (109.761)	Direct

Footnotes

F1: On December 3, 2020, the reporting person filed a Form 4 incorrectly reporting the amount of securities beneficially owned. This amendment shows the correct number of shares of common stock owned by the reporting person.

F2: Reflects shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

F3: Each share of phantom stock represents a right to receive one share of common stock at the cash value thereof.

F4: The phantom stock becomes payable six months after the reporting person's separation of service with the Company. The reporting person may transfer the phantom stock account into an alternative investment at any time.