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ADTRAN Holdings, Inc. — Director's Dealing 2013
Dec 5, 2013
6211_dirs_2013-12-05_c14dc82a-39ae-4be6-b409-2c9f4feb9ec6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADTRAN INC (ADTN)
CIK: 0000926282
Period of Report: 2013-08-08
Reporting Person: STANTON THOMAS R (Director, CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-08 | Phantom Stock | $ | A | 90.017 | Acquired | Common Stock (90.017) | Direct | |
| 2013-11-07 | Phantom Stock | $ | A | 101.912 | Acquired | Common Stock (101.912) | Direct | |
| 2013-11-07 | Phantom Stock | $ | A | 2066 | Acquired | Common Stock (7335) | Direct |
Footnotes
F1: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.
F2: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.
F3: Upon vesting of performance shares awarded pursuant to a grant of November 6, 2010 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.