ADT Inc. — Director's Dealing 2020

Mar 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ADT Inc. (ADT)
CIK: 0001703056
Period of Report: 2020-03-09

Reporting Person: Likosar Jeffrey (EVP, CFO & Treasurer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-09	Common Stock	A	189753	—	Acquired	1557092	Direct
2020-03-09	Common Stock	A	642407	—	Acquired	2199499	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-09	Stock Options	$5.27	A	1231762	Acquired	2030-03-09	Common Stock (1231762.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Options	$13.3	2028-01-18	Common Stock (794821.5)	794821.50	Direct
Stock Options	$13.3	2028-01-18	Common Stock (131302.0)	131302	Direct
Stock Options	$5.48	2029-03-14	Common Stock (239234.0)	239234	Direct

Footnotes

F1: Reflects the 2020 annual grant of Restricted Stock Units ("RSUs") which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F2: Includes 80,906 RSUs and 334 Dividend Equivalent Units ("DEUs") previously reported in Table II and 13,307 previously unreported DEUs awarded with respect to awards of RSUs and which vest on various dates through March 14, 2022.

F3: Reflects a one-time special equity award of RSUs which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F4: Reflects a one-time special equity award of stock options which vest in equal increments on 3/9/21, 3/9/22 and 3/9/23.

F5: The exercise price of these outstanding options reflects a reduction of $0.70 as a result of a special cash dividend paid by the Company to its stockholders on December 23, 2019.

F6: 20% of this stock option award became exercisable on 1/18/18, 20% on 5/2/18 and 60% on 7/23/18.

F7: These stock options vest in three equal increments on 3/14/20, 3/14/21, 3/14/22.