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ADOBE INC. — Director's Dealing 2016
Jul 11, 2016
29815_dirs_2016-07-11_850d1202-ea37-4d62-9e11-3b0406a69aae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADOBE SYSTEMS INC (ADBE)
CIK: 0000796343
Period of Report: 2016-06-29
Reporting Person: ROSENSWEIG DANIEL (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-29 | Common Stock | S | 19300 | $92.9831 | Disposed | 19268 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 13000 | Direct |
Footnotes
F1: Late filing due to broker error.
F2: This transaction was executed in multiple trades at prices ranging from $92.88 to $93.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: As a result of clerical error, the number of shares the reporting person beneficially owns in indirect ownership form was previously reported as 51,568 shares when it was actually 38,568 shares. The remaining 13,000 shares are held by the reporting person directly.
F4: These shares are held indirectly by a trust for the benefit of the reporting person's children. The reporting person is a trustee of the trust.