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ADOBE INC. — Director's Dealing 2015
Apr 15, 2015
29815_dirs_2015-04-15_ac353cfe-e8d7-4a98-ad03-d572e21755bb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADOBE SYSTEMS INC (ADBE)
CIK: 0000796343
Period of Report: 2015-04-13
Reporting Person: WARNOCK JOHN E (Director, Co-Chairman of the Board)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-04-13 | Common Stock | S | 15000 | $76.1557 | Disposed | 708703 | Indirect |
| 2015-04-14 | Common Stock | M | 8382 | $45.03 | Acquired | 717085 | Indirect |
| 2015-04-14 | Common Stock | M | 21258 | $33.18 | Acquired | 738343 | Indirect |
| 2015-04-14 | Common Stock | M | 21276 | $33.23 | Acquired | 759619 | Indirect |
| 2015-04-14 | Common Stock | M | 15942 | $23.28 | Acquired | 775561 | Indirect |
| 2015-04-14 | Common Stock | S | 66858 | $75.0386 | Disposed | 708703 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-04-14 | Stock Options (right to buy) | $45.03 | M | 8382 | Disposed | 2020-04-12 | Common Stock (8382.0) | Direct |
| 2015-04-14 | Stock Options (right to buy) | $33.18 | M | 21258 | Disposed | 2019-04-13 | Common Stock (21258.0) | Direct |
| 2015-04-14 | Stock Options (right to buy) | $33.23 | M | 21276 | Disposed | 2018-04-25 | Common Stock (21276.0) | Direct |
| 2015-04-14 | Stock Options (right to buy) | $23.28 | M | 15942 | Disposed | 2016-04-02 | Common Stock (15942.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 22868 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $76.15 to $76.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.
F3: This transaction was executed in multiple trades at prices ranging from $75.90 to $76.34. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: Options granted April 12, 2013 are fully vested and exercisable.
F5: Options granted April 13, 2012 are fully vested and exercisable.
F6: Options granted April 25, 2011 are fully vested and exercisable.
F7: Options granted April 2, 2009 are fully vested and exercisable.