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ADOBE INC. — Director's Dealing 2014
Oct 2, 2014
29815_dirs_2014-10-02_1536b63a-ac59-4822-8218-1a2af1399df5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADOBE SYSTEMS INC (ADBE)
CIK: 0000796343
Period of Report: 2014-10-01
Reporting Person: NARAYEN SHANTANU (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-10-01 | Common Stock | M | 7014 | $19.93 | Acquired | 266172 | Indirect |
| 2014-10-01 | Common Stock | M | 29748 | $34.16 | Acquired | 295920 | Indirect |
| 2014-10-01 | Common Stock | S | 34828 | $68.5182 | Disposed | 261092 | Indirect |
| 2014-10-01 | Common Stock | S | 1934 | $69.1246 | Disposed | 259158 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-10-01 | Stock Option (right to buy) | $19.93 | M | 7014 | Disposed | 2016-01-26 | Common Stock (7014.0) | Direct |
| 2014-10-01 | Stock Option (right to buy) | $34.16 | M | 29748 | Disposed | 2017-01-25 | Common Stock (29748.0) | Direct |
Footnotes
F1: The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person April 30, 2014.
F2: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.
F3: This transaction was executed in multiple trades at prices ranging from $68.03 to $69.03. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: This transaction was executed in multiple trades at prices ranging from $69.04 to $69.13. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F5: Options granted January 26, 2009 are fully vested and exercisable.
F6: Options granted January 25, 2010 are fully vested and exercisable.