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ADOBE INC. — Director's Dealing 2013
Jul 3, 2013
29815_dirs_2013-07-03_d33af085-a4da-4185-bf49-9f0264b57746.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADOBE SYSTEMS INC (ADBE)
CIK: 0000796343
Period of Report: 2013-07-01
Reporting Person: THOMPSON MATTHEW (EVP WW Field Operations)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-07-01 | Common Stock | M | 246644 | $40.0500 | Acquired | 287664 | Direct |
| 2013-07-01 | Common Stock | M | 77631 | $34.6400 | Acquired | 365295 | Direct |
| 2013-07-01 | Common Stock | S | 324275 | $46.5315 | Disposed | 41020 | Direct |
| 2013-07-02 | Common Stock | M | 99000 | $19.9300 | Acquired | 140020 | Direct |
| 2013-07-02 | Common Stock | M | 36728 | $34.1600 | Acquired | 176748 | Direct |
| 2013-07-02 | Common Stock | M | 46520 | $34.0300 | Acquired | 223268 | Direct |
| 2013-07-02 | Common Stock | M | 16369 | $34.6400 | Acquired | 239637 | Direct |
| 2013-07-02 | Common Stock | M | 3356 | $40.0500 | Acquired | 242993 | Direct |
| 2013-07-02 | Common Stock | S | 192118 | $46.2120 | Disposed | 50875 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-01 | Stock Options (right to buy) | $40.05 | M | 246644 | Disposed | 2014-01-16 | Common Stock (246644) | Direct |
| 2013-07-01 | Stock Options (right to buy) | $34.64 | M | 77631 | Disposed | 2015-01-24 | Common Stock (77631) | Direct |
| 2013-07-02 | Stock Options (right to buy) | $19.93 | M | 99000 | Disposed | 2016-01-26 | Common Stock (99000) | Direct |
| 2013-07-02 | Stock Options (right to buy) | $34.16 | M | 36728 | Disposed | 2017-01-25 | Common Stock (36728) | Direct |
| 2013-07-02 | Stock Options (right to buy) | $34.03 | M | 46520 | Disposed | 2018-01-24 | Common Stock (46520) | Direct |
| 2013-07-02 | Stock Options (right to buy) | $34.64 | M | 16369 | Disposed | 2015-01-24 | Common Stock (16369) | Direct |
| 2013-07-02 | Stock Options (right to buy) | $40.05 | M | 3356 | Disposed | 2014-01-16 | Common Stock (3356) | Direct |
Footnotes
F1: Includes 875 shares acquired on June 28, 2013 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.
F2: This transaction was executed in multiple trades at prices ranging from $46.22 to $46.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: This transaction was executed in multiple trades at prices ranging from $46.0127 to $46.4. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: Options granted January 16, 2007 are fully vested and exercisable.
F5: Options granted January 24, 2008 are fully vested and exercisable.
F6: Options granted January 26, 2009 are fully vested and exercisable.
F7: Stock options granted on January 25, 2010 vest at a rate of 2.08% per month for 48 months.
F8: Stock options granted on January 24, 2011 vest at a rate of 2.08% per month for 48 months.