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ADOBE INC. — Director's Dealing 2012
Dec 19, 2012
29815_dirs_2012-12-19_3fe7f3f6-2875-40dc-abc5-39dc55b9dbee.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADOBE SYSTEMS INC (ADBE)
CIK: 0000796343
Period of Report: 2012-12-17
Reporting Person: DALEY JAMES E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-17 | Common Stock | M | 30000 | $16.2050 | Acquired | 38000 | Direct |
| 2012-12-17 | Common Stock | S | 30000 | $37.2767 | Disposed | 8000 | Direct |
| 2012-12-18 | Common Stock | M | 10000 | $20.8250 | Acquired | 18000 | Direct |
| 2012-12-18 | Common Stock | S | 10000 | $37.4750 | Disposed | 8000 | Direct |
| 2012-12-19 | Common Stock | M | 16400 | $20.8250 | Acquired | 24400 | Direct |
| 2012-12-19 | Common Stock | S | 16400 | $37.6555 | Disposed | 8000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-12-17 | Stock Option (right to buy) | $16.2050 | M | 30000 | Disposed | 2013-04-10 | Common Stock (30000) | Direct |
| 2012-12-18 | Stock Option (right to buy) | $20.8250 | M | 10000 | Disposed | 2014-04-29 | Common Stock (10000) | Direct |
| 2012-12-19 | Stock Option (right to buy) | $20.8250 | M | 16400 | Disposed | 2014-04-29 | Common Stock (16400) | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $37.16 to $37.40. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F2: This transaction was executed in multiple trades at prices ranging from $37.45 to $37.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F3: This transaction was executed in multiple trades at prices ranging from $37.55 to $38.25. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.
F4: Options are fully vested and exercisable.