ADNEO LIMITED — Share Issue/Capital Change 2021

Nov 2, 2021

Application for quotation of +securities

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Announcement Summary

Entity name

AD1 HOLDINGS LIMITED

Announcement Type

New announcement

Date of this announcement

Wednesday November 03, 2021

The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Total number of +securities to be quoted

ASX +security		Number of +securities to
code	Security description	be quoted	Issue date
AD1	ORDINARY FULLY PAID	7,857,951	01/11/2021

Refer to next page for full details of the announcement

Application for quotation of +securities

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Application for quotation of +securities

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Part 1 - Entity and announcement details

1.1 Name of entity

AD1 HOLDINGS LIMITED

We (the entity named above) apply for +quotation of the following +securities and agree to the matters set out in Appendix 2A of the ASX Listing Rules.

1.2 Registered number type

ACN

Registration number 123129162

1.3 ASX issuer code

AD1

1.4 The announcement is

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New announcement

1.5 Date of this announcement

3/11/2021

Application for quotation of +securities

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Application for quotation of +securities

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Part 2 - Type of Issue

2.1 The +securities to be quoted are:

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+Securities issued as part of a transaction or transactions previously announced to the market in an Appendix 3B

Previous Appendix 3B details:

Announcement Date and	Announcement Title	Selected Appendix 3B to submit quotation
Time		request
01-Nov-2021 12:11	New - Proposed issue of securities -	A placement or other type of issue
	AD1

2.3a.2 Are there any further issues of +securities yet to take place to complete the transaction(s) referred to in the Appendix 3B? No

Application for quotation of +securities

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Application for quotation of +securities

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Part 3A - number and type of +securities to be quoted where issue has previously been notified to ASX in an Appendix 3B

Placement Details

ASX +security code and description AD1 : ORDINARY FULLY PAID Issue date 1/11/2021

Distribution Schedule

Provide a distribution schedule for the new +securities according to the categories set out in the left hand column - including the number of recipients and the total percentage of the new +securities held by the recipients in each category.

		Total percentage of +securities held
Number of +securities held	Number of holders	For example, to enter a value of 50%
		please input as 50.00
1 - 1,000		%
1,001 - 5,000		%
5,001 - 10,000		%
10,001 - 100,000		%
100,001 and over		%

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Application for quotation of +securities

Issue details

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Number of +securities to be quoted

7,857,951

Are the +securities being issued for a cash consideration?

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No

Please describe the consideration being provided for the +securities

Issue of shares as part of the Tranche 2 consideration for the acquistion of the AOM business as announced on 30 September 2020

Please provide an estimate (in AUD) of the value of the consideration being provided per +security for the +securities to be quoted

472,706.000000

Any other information the entity wishes to provide about the +securities to be quoted

7,857,951 FPOS will be subject to voluntary escrow until the 2nd anniversay of the issue date. Please see ASX announcement dated 30 September 2020 in relation to the AOM acquistion

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Application for quotation of +securities

Part 4 - Issued capital following quotation

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Following the quotation of the +securities the subject of this application, the issued capital of the entity will comprise:

(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)

4.1 Quoted +securities (total number of each +class of +securities quoted on ASX following the +quotation of the +securities subject of this application)

		Total number of
ASX	+security code and description	+securities on issue
AD1	: ORDINARY FULLY PAID	670,189,349

4.2 Unquoted +securities (total number of each +class of +securities issued but not quoted on ASX)

	Total number of
ASX +security code and description	+securities on issue
AD1AE : OPTION EXPIRING 15-JUN-2024 EX 2C	175,000
AD1AF : OPTION EXPIRING 14-JUN-2025 EX 2C	175,000
AD1AK : OPTION EXPIRING 23-DEC-2022 EX $0.077	5,914,488
AD1AL : OPTION EXPIRING 23-DEC-2025 EX $0.10	75,000,000
AD1AM : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	145,000,000
AD1AI : OPTION EXPIRING 22-JUL-2024 EX 10C	666,668
AD1AH : OPTION EXPIRING 22-JUL-2024 EX 7.5C	666,666
AD1AG : OPTION EXPIRING 22-JUL-2024 EX 5C	666,666
AD1AN : OPTION EXPIRING 28-OCT-2022 EX $0.052	14,468,754
AD1AD : OPTION EXPIRING VARIOUS DATES EX VARIOUS PRICES	8,527,776

Application for quotation of +securities

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