AI assistant
ADIAL PHARMACEUTICALS, INC. — Director's Dealing 2018
Nov 14, 2018
35331_dirs_2018-11-13_fc05e01f-9db0-40e1-9266-e1860fced583.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ADIAL PHARMACEUTICALS, INC. (ADIL)
CIK: 0001513525
Period of Report: 2018-11-12
Reporting Person: Schuyler Kevin (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-12 | Warrant to purchase units | $5.00 | J | 120000 | Disposed | 2023-07-31 | Units (240000) | Direct |
| 2018-11-12 | Warrant to purchase common stock | $5.00 | J | 120000 | Acquired | 2023-07-31 | Common Stock (120000) | Direct |
| 2018-11-12 | Warrant to purchase common stock | $6.25 | J | 120000 | Acquired | 2023-07-31 | Common Stock (120000) | Direct |
| 2018-11-12 | Warrant to purchase units | $5.00 | J | 162200 | Disposed | 2023-07-31 | Units (324400) | Indirect |
| 2018-11-12 | Warrant to purchase common stock | $5.00 | J | 162200 | Acquired | 2023-07-31 | Common Stock (162200) | Indirect |
| 2018-11-12 | Warrant to purchase common stock | $6.25 | J | 162200 | Acquired | 2023-07-31 | Common Stock (162200) | Indirect |
Footnotes
F1: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock.
F2: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC.