ADHERIUM LIMITED — Major Shareholding Notification 2021

Sep 13, 2021

Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder	Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder	Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder
To Company Name/SchemeACN/ARSN1. Details of substantial holder (1)NameRegal Funds Management PtyLtd(RFM)ACN/ARSN (if applicable)107 576 82110/09/2021The previous notice was given to the company on13/09/2021The previous notice was dated9/09/20212. Previous and present voting power3. Changes in relevant interests4. Present relevant interestsParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows:Nature ofrelevantinterest (6)Class andnumber ofsecuritiesPerson'svotesHOLDER OFSHARES156,843,906ORDINARY156,843,906CREDIT SUISSE AGCS THIRD NOMINEES PTYLIMITEDCREDIT SUISSE AGHolder of relevant interestRegistered holder of securitiesPerson entitled to be registered asholder (8)ORDINARYParticulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:Consideration (9)187,196,9348.79%156,843,9067.37%Holder of relevantinterestDate of acquisitionSee Annexure 1The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are asfollows:There was a change in the interests of the substantialholder onClass of securities (4)Voting power (5)Person's votesPrevious noticeCurrent noticePerson's votesVoting power (5)Adherium Limited (ADR)605 352 510Class and number of securities	Adherium Limited (ADR)
	605 352 510
	Regal Funds Management PtyLtd(RFM)
	107 576 821

==> picture [352 x 667] intentionally omitted <==

----- Start of picture text ----- Nature of associationAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000print name Kenny Ho capacity Company Secretarysign here date 14/09/2021Considerationgiven in Number of PersonsNature of relation to securities Class of votesged Change change affected securities affectedRegal Funds Management Sell 634378.29 30353028 Ordinary 30353028Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0Regal Funds Management Sell 0.00 0 Ordinary 0----- End of picture text -----

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE The addresses of persons named in this form are as follows: Name Address LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEY Kenny Ho NSW 2000

6. Addresses

The addresses of persons named in this form are as follows:

Signature

Annexure 1

Changes in relevant interests

Date	Person whose relevant interest changed	Nature ofChange	Considerationgiven inrelation tochange	Number ofsecuritiesaffected	Class ofsecurities	Personsvotesaffected
10/09/2021	Regal Funds Management	Sell	634378.29	30353028	Ordinary	30353028