AI assistant
Sending…
ADHERIUM LIMITED — Major Shareholding Notification 2021
Sep 27, 2021
64305_rns_2021-09-27_42a1b6f1-9d81-4bff-b22a-d660cad641a5.pdf
Major Shareholding Notification
Open in viewerOpens in your device viewer
| Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder | Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder | Form 604Corporations Act 2001Section 671BNotice of change of interests of substantial holder |
|---|---|---|
| To Company Name/SchemeACN/ARSN1. Details of substantial holder (1)NameRegal Funds Management PtyLtd(RFM)ACN/ARSN (if applicable)107 576 82124/09/2021The previous notice was given to the company on14/09/2021The previous notice was dated10/09/20212. Previous and present voting power3. Changes in relevant interests4. Present relevant interestsParticulars of each relevant interest of the substantial holder in voting securities after the change are as follows:Nature ofrelevantinterest (6)Class andnumber ofsecuritiesPerson'svotesHOLDER OFSHARES124,395,581ORDINARY124,395,581Class and number of securitiesThe total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate(2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are asfollows:There was a change in the interests of the substantialholder onClass of securities (4)Voting power (5)Person's votesPrevious noticeCurrent noticePerson's votesVoting power (5)Adherium Limited (ADR)605 352 510CREDIT SUISSE AGCS THIRD NOMINEES PTYLIMITEDCREDIT SUISSE AGHolder of relevant interestRegistered holder of securitiesPerson entitled to be registered asholder (8)ORDINARYParticulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of thecompany or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:Consideration (9)156,843,9067.37%124,395,5815.83%Holder of relevantinterestDate of acquisitionSee Annexure 1 | Adherium Limited (ADR) | |
| 605 352 510 | ||
| Regal Funds Management PtyLtd(RFM) | ||
| 107 576 821 |
| 5. Changes in associatiThe persons who have becwith, the substantial holder | 5. Changes in associatiThe persons who have becwith, the substantial holder | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: | onnamed in this form are as follows:print namecapacitysign heredateerestsNature ofChangeConsiderationgiven inrelation tochangeNumber ofsecuritiesaffectedClass ofsecuritiesPersonsvotesaffectedSell229070.5912056347Ordinary12056347Sell92913.575161865Ordinary5161865Sell51498.913011632Ordinary3011632Sell7964.18468481Ordinary468481Sell202100.0011750000Ordinary11750000Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary0Sell0.000Ordinary028/09/2021al Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managemental Funds Managementse relevant interest changedal Funds Managemental Funds Managemental Funds ManagementCompanySecretaryARSN (if applicable)PPLICABLENature of associationameny HoAddressLEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000KennyHoome associates (2) of, ceased to be associates of, or have changed the nature of their association (9)in relation to voting interests in the company or scheme are as follows: |
|---|---|---|---|---|---|---|---|---|
| Name and ACN/ | ARSN (if applicable) | Nature of association | ||||||
| NOT A | PPLICABLE | |||||||
| 6. AddressesThe addresses of persons | ||||||||
| N | ame | Address | ||||||
| Ken | ny Ho | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000 | ||||||
| SignatureAnnexure 1Changes in relevant int | ||||||||
| Date | Person who | se relevant interest changed | Nature ofChange | Considerationgiven inrelation tochange | Number ofsecuritiesaffected | Class ofsecurities | Personsvotesaffected | |
| 13/09/2021 | Reg | al Funds Management | Sell | 229070.59 | 12056347 | Ordinary | 12056347 | |
| 14/09/2021 | Reg | al Funds Management | Sell | 92913.57 | 5161865 | Ordinary | 5161865 | |
| 15/09/2021 | Reg | al Funds Management | Sell | 51498.91 | 3011632 | Ordinary | 3011632 | |
| 22/09/2021 | Reg | al Funds Management | Sell | 7964.18 | 468481 | Ordinary | 468481 | |
| 24/09/2021 | Reg | al Funds Management | Sell | 202100.00 | 11750000 | Ordinary | 11750000 | |
| 0/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/19000/01/1900RegRegRegRegRegRegRegRegRegRegRegRegRegRegRegRegReg |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN/ARSN (if applicable) Nature of association NOT APPLICABLE
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Kenny Ho | LEVEL 47 GATEWAY 1 MACQUARIE PLACE SYDNEYNSW 2000 |
Signature
Annexure 1
Changes in relevant interests
| Consideration | ||||||
|---|---|---|---|---|---|---|
| given in | Number of | Persons | ||||
| Nature of | relation to | securities | Class of | votes | ||
| Date | Person whose relevant interest changed | Change | change | affected | securities | affected |
| 13/09/2021 | Regal Funds Management | Sell | 229070.59 | 12056347 | Ordinary | 12056347 |
| 14/09/2021 | Regal Funds Management | Sell | 92913.57 | 5161865 | Ordinary | 5161865 |
| 15/09/2021 | Regal Funds Management | Sell | 51498.91 | 3011632 | Ordinary | 3011632 |
| 22/09/2021 | Regal Funds Management | Sell | 7964.18 | 468481 | Ordinary | 468481 |
| 24/09/2021 | Regal Funds Management | Sell | 202100.00 | 11750000 | Ordinary | 11750000 |
More from ADHERIUM LIMITED
Share Issue/Capital Change
2026
May 20
Proxy Solicitation & Information Statement
2026
May 20
Share Issue/Capital Change
2026
May 20
Regulatory Filings
2026
May 17
Interim / Quarterly Report
2026
Apr 28
Director's Dealing
2026
Mar 26
Major Shareholding Notification
2026
Mar 25
Regulatory Filings
2026
Mar 19
Share Issue/Capital Change
2026
Mar 19
Share Issue/Capital Change
2026
Mar 19