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Addus HomeCare Corp — Director's Dealing 2021
Nov 23, 2021
31620_dirs_2021-11-23_64d09917-d045-4b91-9a5c-336c29c33c01.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Addus HomeCare Corp (ADUS)
CIK: 0001468328
Period of Report: 2021-11-22
Reporting Person: Anderson Darby (EVP/Chief Strategy Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-22 | Common Stock | M | 4453 | $8.91 | Acquired | 35275 | Direct |
| 2021-11-22 | Common Stock | S | 4353 | $103.47 | Disposed | 30922 | Direct |
| 2021-11-22 | Common Stock | S | 100 | $104.25 | Disposed | 30822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-22 | Employee Stock Option (right to buy) | $8.91 | M | 4453 | Disposed | 2023-03-11 | Common Stock (4453) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.08 to $104.03, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2: 7,500 of the options vest in four equal installments on each of the first four anniversaries of the grant date. 4,453 of the options vest in equal installments on the first three anniversaries of the grant date.