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Addus HomeCare Corp Director's Dealing 2018

Mar 6, 2018

31620_dirs_2018-03-06_b700daee-eeaa-461e-9c2f-118a1952ab10.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Addus HomeCare Corp (ADUS)
CIK: 0001468328
Period of Report: 2018-03-02

Reporting Person: ALLISON R DIRK (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-03-02 Common Stock A 9866 $0.00 Acquired 42986 Direct
2018-03-05 Common Stock S 911 $34.04 Disposed 42075 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2018-03-02 Employee Stock Option (right to buy) $37.25 A 23958 Acquired 2028-03-02 Common Stock (23958) Direct
2018-03-02 Employee Stock Option (right to buy) $37.25 A 75000 Acquired 2028-03-02 Common Stock (75000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 700 Indirect

Footnotes

F1: The shares vest in equal installments on each of the first three anniversaries of the grant date.

F2: This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Issuer's 2009 Long-Term Incentive Plan.

F3: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

F4: The options vest in equal installments on each of the first three anniversaries of the grant date.

F5: The options vest in equal installments on each of the first four anniversaries of the grant date.