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Addus HomeCare Corp — Director's Dealing 2018
Mar 6, 2018
31620_dirs_2018-03-06_b700daee-eeaa-461e-9c2f-118a1952ab10.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Addus HomeCare Corp (ADUS)
CIK: 0001468328
Period of Report: 2018-03-02
Reporting Person: ALLISON R DIRK (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-02 | Common Stock | A | 9866 | $0.00 | Acquired | 42986 | Direct |
| 2018-03-05 | Common Stock | S | 911 | $34.04 | Disposed | 42075 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-02 | Employee Stock Option (right to buy) | $37.25 | A | 23958 | Acquired | 2028-03-02 | Common Stock (23958) | Direct |
| 2018-03-02 | Employee Stock Option (right to buy) | $37.25 | A | 75000 | Acquired | 2028-03-02 | Common Stock (75000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 700 | Indirect |
Footnotes
F1: The shares vest in equal installments on each of the first three anniversaries of the grant date.
F2: This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Issuer's 2009 Long-Term Incentive Plan.
F3: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.
F4: The options vest in equal installments on each of the first three anniversaries of the grant date.
F5: The options vest in equal installments on each of the first four anniversaries of the grant date.