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Addus HomeCare Corp — Director's Dealing 2018
Mar 6, 2018
31620_dirs_2018-03-06_575739af-2a79-46df-9723-317718d66aed.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Addus HomeCare Corp (ADUS)
CIK: 0001468328
Period of Report: 2018-03-02
Reporting Person: POFF BRIAN (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-03-02 | Common Stock | A | 2537 | $0.00 | Acquired | 24623 | Direct |
| 2018-03-05 | Common Stock | S | 1240 | $34.06 | Disposed | 23383 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-03-02 | Employee Stock Option (right to buy) | $37.25 | A | 6161 | Acquired | 2028-03-02 | Common Stock (6161) | Direct |
| 2018-03-02 | Employee Stock Option (right to buy) | $37.25 | A | 30000 | Acquired | 2028-03-02 | Common Stock (30000) | Direct |
Footnotes
F1: The shares vest in equal installments on each of the first three anniversaries of the grant date.
F2: This transaction reflects the sale of shares for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted pursuant to the Issuer's 2009 Long-Term Incentive Plan.
F3: The options vest in equal installments on each of the first three anniversaries of the grant date.
F4: The options vest in equal installments on each of the first four anniversaries of the grant date.
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