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ADC Therapeutics SA Director's Dealing 2024

Jan 3, 2024

32916_dirs_2024-01-02_f9fd4649-4f5c-428b-befa-71f2e87ca0a8.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ADC Therapeutics SA (ADCT)
CIK: 0001771910
Period of Report: 2024-01-02

Reporting Person: Monges Viviane (Director)

Holdings (Non-Derivative)

Security Shares Ownership
Common Shares 68064 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (Right to Buy) $27.53 2031-02-01 Common Shares (21190) Direct
Stock Options (Right to Buy) $28.70 2031-03-22 Common Shares (9747) Direct

Footnotes

F1: Includes 20,000 Common Shares to be delivered in settlement of a restricted share unit award ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Shares. The RSUs were granted on June 14, 2023 and vest 100% as of the date of the Issuer's next scheduled annual meeting of shareholders, subject to the Reporting Person's continued service to the Issuer through the relevant vesting date.

F2: This option vests over four years from February 1, 2021, with 1/4 vesting on the first anniversary of such date, and the remainder vesting monthly in 36 equal installments, subject to continued service through each such vesting date.

F3: This option vests over four years from March 22, 2021, with 1/4 vesting on the first anniversary of such date, and the remainder vesting monthly in 36 equal installments, subject to continued service through each such vesting date.