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Adaptive Biotechnologies Corp — Director's Dealing 2020
Jun 26, 2020
31660_dirs_2020-06-25_48d25ebe-6e7b-49b1-939e-b1f4bff30b47.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2020-06-24
Reporting Person: Taylor Stacy L (SVP and General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-06-24 | Common Stock | M | 1109 | $7.80 | Acquired | 2409 | Direct |
| 2020-06-24 | Common Stock | M | 1771 | $6.55 | Acquired | 4180 | Direct |
| 2020-06-24 | Common Stock | S | 2880 | $46.68 | Disposed | 1300 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-06-24 | Stock Option (Right to Buy) | $7.80 | M | 1109 | Disposed | 2029-04-23 | Common Stock (1109) | Direct |
| 2020-06-24 | Stock Option (Right to Buy) | $6.55 | M | 1771 | Disposed | 2028-04-24 | Common Stock (1771) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.
F2: The options vested with respect to 1/4 of such shares on April 23, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.
F3: The options vested with respect to 1/4 of such shares on March 12, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.