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Adaptive Biotechnologies Corp Director's Dealing 2020

Jun 26, 2020

31660_dirs_2020-06-25_48d25ebe-6e7b-49b1-939e-b1f4bff30b47.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2020-06-24

Reporting Person: Taylor Stacy L (SVP and General Counsel)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-06-24 Common Stock M 1109 $7.80 Acquired 2409 Direct
2020-06-24 Common Stock M 1771 $6.55 Acquired 4180 Direct
2020-06-24 Common Stock S 2880 $46.68 Disposed 1300 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-06-24 Stock Option (Right to Buy) $7.80 M 1109 Disposed 2029-04-23 Common Stock (1109) Direct
2020-06-24 Stock Option (Right to Buy) $6.55 M 1771 Disposed 2028-04-24 Common Stock (1771) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 22, 2019.

F2: The options vested with respect to 1/4 of such shares on April 23, 2020, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.

F3: The options vested with respect to 1/4 of such shares on March 12, 2019, with 1/48 of such shares vesting thereafter at the end of each full month of continuous service until fully vested.