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Adaptive Biotechnologies Corp Director's Dealing 2020

Sep 10, 2020

31660_dirs_2020-09-09_4dbe0628-6d4d-4b90-bdf8-8a506ebdba4f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2020-09-08

Reporting Person: BALDO LANCE (Chief Medical Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-09-08 Common Stock M 2083 $7.80 Acquired 2083 Direct
2020-09-08 Common Stock S 2083 $36.17 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-09-08 Stock Option (Right to Buy) $7.80 M 2083 Disposed 2029-05-06 Common Stock (2083) Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 6, 2020.

F2: The options vested with respect to 1/4 of the shares on May 6, 2020, with 1/48 of the shares vesting thereafter at the end of each full month of continuous service until fully vested.