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Adaptive Biotechnologies Corp — Director's Dealing 2020
Sep 17, 2020
31660_dirs_2020-09-16_3657301c-b430-4861-b8c2-97c2ed924b53.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2020-09-15
Reporting Person: HERSHBERG ROBERT (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-15 | Common Stock | M | 2000 | $0.45 | Acquired | 2000 | Direct |
| 2020-09-15 | Common Stock | S | 2000 | $42.58 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-09-15 | Stock Option (Right to Buy) | $0.45 | M | 2000 | Disposed | 2023-02-04 | Common Stock (2000) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2020.
F2: The option is fully vested and exercisable.
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