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Adaptive Biotechnologies Corp — Director's Dealing 2020
Dec 17, 2020
31660_dirs_2020-12-16_1532a93f-e43b-48ef-b910-dda693ff078a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2020-12-14
Reporting Person: HILL NANCY LOUISE (EVP, Operations & Program Mana)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-12-14 | Common Stock | M | 40000 | $0.84 | Acquired | 50000 | Direct |
| 2020-12-14 | Common Stock | S | 40000 | $59.00 | Disposed | 10000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-12-14 | Stock Option (Right to Buy) | $0.84 | M | 40000 | Disposed | 2023-11-03 | Common Stock (40000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 500 | Indirect |
| Common Stock | 400 | Indirect |
| Common Stock | 300 | Indirect |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2020.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.
F3: The option is fully vested and exercisable.
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