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Adaptive Biotechnologies Corp — Director's Dealing 2019
Jul 3, 2019
31660_dirs_2019-07-03_e5d9e7cc-acb6-4151-971c-00514e15390c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2019-07-01
Reporting Person: ROBINS HARLAN S (Chief Scientific Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-07-01 | Common Stock | C | 70679 | — | Acquired | 70679 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-07-01 | Series E-1 Preferred Stock | $ | C | 70679 | Disposed | Common Stock (70679) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 300000 | Indirect |
| Common Stock | 500000 | Indirect |
Footnotes
F1: Reflects automatic conversion of Series E-1 Preferred Stock into common stock on a one-for-one basis upon the closing of the initial public offering of Issuer's common stock.
F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
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