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Adaptive Biotechnologies Corp Director's Dealing 2019

Jul 3, 2019

31660_dirs_2019-07-03_e5d9e7cc-acb6-4151-971c-00514e15390c.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2019-07-01

Reporting Person: ROBINS HARLAN S (Chief Scientific Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2019-07-01 Common Stock C 70679 Acquired 70679 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-07-01 Series E-1 Preferred Stock $ C 70679 Disposed Common Stock (70679) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 300000 Indirect
Common Stock 500000 Indirect

Footnotes

F1: Reflects automatic conversion of Series E-1 Preferred Stock into common stock on a one-for-one basis upon the closing of the initial public offering of Issuer's common stock.

F2: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.