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Adaptive Biotechnologies Corp — Director's Dealing 2019
Oct 25, 2019
31660_dirs_2019-10-25_6f4af42d-4214-4042-a758-de25f05b429a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Adaptive Biotechnologies Corp (ADPT)
CIK: 0001478320
Period of Report: 2019-10-23
Reporting Person: ROBINS CHAD M (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-10-23 | Common Stock | M | 20000 | $0.33 | Acquired | 1878180 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-10-23 | Stock Option (Right to Buy) | $0.33 | M | 20000 | Disposed | 2021-12-20 | Common Stock (20000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2237500 | Indirect |
| Common Stock | 500000 | Indirect |
| Common Stock | 350000 | Indirect |
Footnotes
F1: The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
F2: The option is fully vested and exercisable.
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